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SEC Proposes Significant Revisions to Beneficial Ownership Reporting Rules
Securities

SEC Proposes Significant Revisions to Beneficial Ownership Reporting Rules

On February 10, 2022, the Securities and Exchange Commission (SEC) announced a set of proposed changes to the rules governing beneficial ownership reporting, pursuant to Sections 13(d) and 13(g) of...

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The Role of Regulatory Uncertainty in the SPAC Market Slowdown
Securities

The Role of Regulatory Uncertainty in the SPAC Market Slowdown

The Special Purpose Acquisition Company (SPAC) market has experienced a significant slowdown in 2022, following a record-breaking surge in activity in the previous year. One of the key factors cont...

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Significant Amendments to the Delaware General Corporation Law: Key Changes and Implications
Securities

Significant Amendments to the Delaware General Corporation Law: Key Changes and Implications

Every year, the Delaware General Corporation Law (DGCL) undergoes several changes brought about by the Delaware legislature, affecting both public and private corporations incorporated in the state...

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SEC Advocates for 8% Budget Augmentation
Securities

SEC Advocates for 8% Budget Augmentation

In May 2022, SEC Chairman Gary Gensler testified before the Subcommittee on Financial Services and General Government U.S. House Appropriations Committee, arguing for an 8% increase in the SEC's bu...

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The Slowdown in SPAC Activity: An Analysis of the First Half of 2022
Securities

The Slowdown in SPAC Activity: An Analysis of the First Half of 2022

As we cross the midpoint of 2022, it's clear that the Special Purpose Acquisition Company (SPAC) landscape has shifted. After a record-breaking 2021, the first half of 2022 has seen a noticeable sl...

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Exploring the Vibrant Micro-Cap IPO Market in Q2 2022
Securities

Exploring the Vibrant Micro-Cap IPO Market in Q2 2022

The second quarter of 2022 witnessed continued activity and robust capital generation in the Micro-Cap IPO marketplace. During this period, issuers successfully raised approximately $409 million th...

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2022 Q1 Micro-Cap IPO Market: Emerging Trends and In-Depth Insights
Securities

2022 Q1 Micro-Cap IPO Market: Emerging Trends and In-Depth Insights

The first quarter of 2022 witnessed a dynamic and prosperous Micro-Cap IPO market, demonstrating robust activity and substantial capital generation. During this period, issuers successfully complet...

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Regulatory Frameworks Through Enforcement: An Increasing SEC Trend
Securities

Regulatory Frameworks Through Enforcement: An Increasing SEC Trend

The Securities and Exchange Commission (SEC) has drawn both notice and criticism for its growing trend of "regulation by enforcement." The agency's expanding inclination to advance new interpretati...

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SEC Proposes Rules to Enhance Disclosure and Investor Protection for SPACs
Securities

SEC Proposes Rules to Enhance Disclosure and Investor Protection for SPACs

In a significant development for the Special Purpose Acquisition Companies (SPACs) market, the U.S. Securities and Exchange Commission (SEC) has proposed new rules aimed at enhancing disclosure and...

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Understanding Disclosure Considerations Amid the Ukraine Conflict
Securities

Understanding Disclosure Considerations Amid the Ukraine Conflict

As the crisis in Ukraine continues, businesses worldwide are facing disruptions, spiking oil prices, and an increasing need to reassess their disclosure strategies in the midst of the 10-K and prox...

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Recent Articles

Navigating the Complexities of Down-Round Financing:  Protecting Stakeholder Interests
Corporate Finance
Navigating the Complexities of Down-Round Financing: Protecting Stakeholder Interests
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Understanding Post-Default Scenarios in Corporate Finance Transactions:  Navigating Uncertainty in 2024
Corporate Finance
Understanding Post-Default Scenarios in Corporate Finance Transactions: Navigating Uncertainty in 2024
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Navigating the Evolving Landscape of Incremental Financing and Syndicated Facilities
Corporate Finance
Navigating the Evolving Landscape of Incremental Financing and Syndicated Facilities
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