Mid-Year Securities Litigation Roundup
As we reach the halfway mark of 2023, it's an opportune time to review the most impactful securities litigation events and trends so far this year. The first half of 2023 witnessed major SEC enforc...
As we reach the halfway mark of 2023, it's an opportune time to review the most impactful securities litigation events and trends so far this year. The first half of 2023 witnessed major SEC enforc...
In a groundbreaking move on April 20, 2023, the U.S. Department of Justice (DOJ) unveiled criminal indictments against 18 individuals across nine federal jurisdictions, accusing them of orchestrati...
On April 13, 2023, Senator Chuck Schumer, the Majority Leader of the U.S. Senate, unveiled an ambitious plan to regulate artificial intelligence (AI) through a four-pronged framework. This announce...
Insider trading enforcement has been robust in 2022, with the Department of Justice, Securities and Exchange Commission, and Commodity Futures Trading Commission bringing numerous high-profile case...
In the midst of the COVID-19 pandemic, the U.S. legal system faced an intricate issue concerning the Confrontation Clause of the Sixth Amendment. The question at hand was whether a court should per...
On March 23, 2023, key figures from the Department of Justice (DOJ) convened with white-collar attorneys, corporate legal teams, and scholars at the Global Investigations Review (GIR) Live spring c...
The Securities Industry and Financial Markets Association (SIFMA) recently hosted its Compliance & Legal Annual Seminar for 2023 in San Diego. The event, a cornerstone for legal and compliance ...
In a recent session at the ABA White Collar Crime Conference, key figures from the Department of Justice (DOJ), Securities and Exchange Commission (SEC), U.S. Attorney's Office for the Southern Dis...
The U.S. Securities and Exchange Commission (SEC) pursues an extensive rulemaking agenda each year that shapes the regulatory landscape for public companies, investment firms, advisors and brokers ...
In an era where technology is deeply integrated into the workplace, New York has taken a significant step to protect employee privacy. Effective from May 7, 2022, New York's newly enacted statute, ...
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