The regulatory landscape for artificial intelligence (AI) in the United States has largely been a patchwork of state-level initiatives, with no comprehensive federal oversight. However, this is set...
On September 15, 2022, Deputy Attorney General Lisa Monaco disclosed a series of comprehensive updates to the Department of Justice's (DOJ) corporate criminal enforcement protocols. The alterations...
The Securities and Exchange Commission (SEC) recently held its annual "SEC Speaks" conference, a forum that allows high-ranking SEC officials to communicate their views on current initiatives and r...
The Securities and Exchange Commission (SEC) recently held its annual "SEC Speaks" event at the Ronald Reagan Building in Washington, D.C., a significant gathering for professionals in the securiti...
Small businesses often believe that only large corporations need to worry about complex federal regulations and compliance burdens. However, smaller companies are increasingly facing scrutiny and e...
Securities class action lawsuits alleging investment losses frequently conclude in substantial settlements. These settlements can reach hundreds of millions of dollars to resolve shareholder claims...
In a unanimous move that underscores the gravity of the issue, both the House of Representatives and the Senate have recently passed legislation aimed at extending the statute of limitations for pr...
Special purpose acquisition companies (SPACs) surged in popularity in 2020-2021 as an alternative path to going public over traditional IPOs. However, the boom has been followed by a wave of litiga...
Being the subject of an SEC investigation into potential securities violations like insider trading, accounting fraud or providing false information to investors is daunting for any individual or c...
The U.S. Securities and Exchange Commission (SEC) has been on a relentless mission to protect investors and maintain fair markets. Under the leadership of Chair Gary Gensler, the SEC has been parti...
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